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Few Surprises from CESR On Transparency, Record Keeping

At 01 Feb 2007 06:45:42 in MM-Industry Initiatives, MM-Record Keeping, MM-Transparency, MiFIDMonitor.com    Print Article  Email Article   Full content requires subscription 

The market had its first taste of MiFID guidelines and recommendations to contend with this month as CESR released two Level 3 papers addressing data publication, and consolidation of transparency data and list of minimum records (CESR/07-043 and CESR/06-552c). The papers contain relatively few surprises when compared to the original consultations (MiFID Monitor, November 2006). But some respondents might be disappointed that challenges on the legal basis of items on the list of minimum records have been rejected and that transparency will have to be achieved as close to real time as possible, with three minutes being deemed allowable in exceptional cases only.



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