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SEC Launches Online Reference Site for AML for Mutual Funds

At 08 Aug 2008 14:07:31 in MM-Regulators, MiFIDMonitor.com, RDR-Regulation and Compliance, Reference Data Review    Print Article  Email Article   Full content requires subscription 

The Securities and Exchange Commission (SEC) has unveiled a new one-stop online reference site to assist mutual funds in their anti-money laundering (AML) compliance efforts. It has also launched a new centralised phone line specifically for securities firms to report the filing of a suspicious activity report (SAR) that may require immediate attention by the SEC.



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