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Taking the Risk Out of Mutual Fund Compliance By Jeff Levering, Vice President, NewRiver

At 18 Dec 2007 07:50:46 in RDR-Your View, Reference Data Review Full content requires subscription

Selling a mutual fund requires complex mutual fund information to be summarised down into data that sellers can understand, which is most often driven by a technology or data warehouse infrastructure. Missing and/or bad mutual fund data is nothing new, but it has recently garnered the attention of regulators as it was directly responsible for creating the renowned mutual fund “breakpoint” issue. As a result, sellers of mutual funds are now asking what they can do to better understand the fundamentals of mutual fund data and how to identify possible risks if these issues were to occur again.

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