UAT Launches Unified Compliance and Control System for Pre-trade Compliance

Denver-based technology and consulting firm UAT has launched a new solution aimed at providing pre‐trade compliance, real‐time reporting and brokerage cost savings. The Unified Compliance and Control System (UCCS) is targeted at product sponsors to help them address compliance and regulatory challenges and, at the same time, significantly reduce their overall brokerage expenses, says the vendor.



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