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UK FSA Criticises Industry for Inadequate Controls in Valuation Processing

At 29 Aug 2008 08:47:11 in RDR-Regulation and Compliance, RDR-Valuations, Reference Data Review    Print Article  Email Article   Full content requires subscription 

Firms’ valuation processes are becoming increasingly stretched and in some cases are “materially flawed or inadequate”, according to the UK Financial Services Authority (FSA). In an open letter to the CEOs of banks and investment firms, FSA chief executive Hector Sants has criticised the lack of due care and attention being given to the area of valuation within these firms.



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