Can your firm cope with the oncoming regulatory avalanche?
Whether or not the regulatory response to the financial crisis is the right one, this much is clear: the developing G20 regulatory initiative is what the industry has to work with.
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SWIFT White Paper & Recorded Webinar: Building a strategy for regulatory compliance in an uncertain landscape
Video: Swift’s Young on Opportunities for Industry Collaboration in the Face of Impending Regulatory Compliance Challenges
A-Team Insight managing editor Virginie O’Shea speaks to Swift’s head of regulatory affairs for the securities markets Richard Young about the onslaught of regulation that the industry is facing and where the compliance challenges lie. Young discusses how the industry can respond to these challenges in a collaborative manner and provides some practical examples of this approach.
S&P Recorded Webinar: Confidence and Clarity - Understanding Valuation Risk
This recorded webinar will help you to understand how valuations and pricing have evolved over the last couple of years in the post-crisis environment.
In this session, you will hear different perspectives on how market participants have been tackling the valuation risk challenge from Paul Sharkey of Northern Trust, James Dimech Debono of KPMG, and Gustavo Tella of S&P Valuation and Risk Strategies.
SIX Telekurs White Paper & Recorded Webinar: Acceptable Price Variance
This webinar and white paper answers the question:
How much variance in evaluated pricing is acceptable?
Exchange-traded securities have the advantage of having a “price” reflecting the overall value investors place on future earnings, credit quality, management expertise and more. But more than half of all financial products today actually trade away from an exchange, including over-the-counter products and securities with no organized exchange for consummating day-to-day transactions. How do portfolio managers find reliable pricing information for those products? That’s where evaluated pricing comes into play.
Guilty Until Proven Innocent: The Data Quality Imperative Underlying Recent Risk Management and Regulatory Requirements
There seems to be a recurring refrain within a whole host of recent regulatory papers, including the MiFID Review, UCITS IV, Basel III, Solvency II or any number of UK Financial Services Authority (FSA) papers: references to accuracy, consistency, timeliness, reliability and completeness of data are present in all of them.
A-Team Insight managing editor Virginie O’Shea speaks to Irving Henry, policy director for prudential, capital and risk at the British Bankers’ Association (BBA) and Colin Rickard, business development director for Europe at DataFlux, about the data quality aspects underlying these developments.
Recorded Workshop - SIX Telekurs: Transparency and Evaluated Pricing
The topic of transparency is commonly cited among industry surveys related to evaluated pricing as being an elusive and difficult to define concept. This workshop and the accompanying white paper (download it below for free) offer a clear and practical definition of what transparency means to SIX Telekurs, as well as insights into the evaluated pricing process, the different types of prices, sources of inputs, influences on prices, the challenges faced in price calculations and more.
