A-Team Insight Events combine A-Team's expertise in financial markets IT with thought leadership from world-class technology innovators and practical experience from financial market practitioners. In 2011, a quality constituency will once again gather for these focused events in London and New York City.
It’s been a long time coming, and A-Team readers have been expecting it: The SEC finally issued its new ruling on naked access, setting in place requirements for brokers to supply pre-trade risk controls, effectively prohibiting unfiltered non-member access to exchanges or ATSs using broker memberships or IDs.
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From January 2009 to January 2010, China’s stock markets bounded up by approximately 80%, India’s by around 60% and Hong Kong’s, Taiwan’s, Singapore’s and even South Korea’s markets all were up by 40% or better—while the US and euro zone markets were stuck at around 15%.
This month’s UK Financial Services Authority (FSA) forum on preparation for liquidity reporting for independent software vendors (ISV) and firms under the new liquidity risk regime focused on the details of the XML submission process and upcoming schedules for Gabriel testing. Last month, the FSA confirmed that rather than accepting spreadsheets for all data as first planned, firms will need to prepare XML submissions for the required data (see our coverage
Firms need to keep a close eye on what is shaping up to be MiFID II, under the auspices of the Committee of European Securities Regulators’ (CESR) consultation on post-trade transparency (see our recent coverage
The UK Financial Services Authority’s (FSA) head of risk, Sally Dewar, has announced this week that she will be stepping down from her role at the regulator at the beginning of next year. Dewar, who has been instrumental in the FSA’s recent hard line approach to the market (see some of her recent work on the Single Customer View reforms
As if it was a warning shot to those dragging their heels in meeting the UK Financial Services Authority’s (FSA) recent call for firms to provide more data about their management of client assets (see our coverage
As part of its tougher stance towards the market and in a follow up to a related “Dear CEO” letter sent out in January (see our coverage

