CESR Elaborates on OTC Derivatives Identifiers for Transaction Reporting

The Committee of European Securities Regulators (CESR) has published a consultation paper recommending the adoption a set of identifiers and classifications for OTC derivatives for the purpose of including those instruments in the exchange of transaction reports amongst CESR members. These reports are currently exchanged between regulatory authorities via an IT system, dubbed the Transaction Reporting Exchange Mechanism (Trem), which was introduced along with MiFID.

(more…)

27 Jul 2009
 
CESR Publishes New Guidelines for Risk Management Under UCITS

The Committee of European Securities Regulators (CESR) has published a proposed framework for guidelines concerning risk management for those subject to regulation under the Undertakings for Collective Investment in Transferable Securities (UCITS) directives. The principles are based on the requirements specified by respondents to a survey carried out by CESR’s Investment Management Expert Group concerning how UCITS has been implemented in different European jurisdictions.

(more…)

02 Mar 2009
 
ISITC Working Group Releases Reference Data Best Practices for SSIs

The International Securities Association for Institutional Trade Communication (ISITC) market practice group on reference data has released a set of new market practices, which it says will be up for discussion at its next industry forum in March. The focus of the new recommendations is on custodian and broker standing settlement instructions (SSI) data and they are aimed at maintaining the consistency and efficiency of data management in this area.

(more…)

18 Feb 2009
 

 
 

Monthly A-Team Insight Review. Subscribers only.
Our quarterly in depth magazine.
Download Free!
 
Podcast: The Data Management Lowdown from TSAM 2010
10 Mar 2010
Video: A-Team Interviews John Jessop About his Book
16 Feb 2010
A-Team Insight Podcast - February 2010
15 Feb 2010
 
Risk and Regulation IT Special Report: Coping with the Risk Management Challenges of Global Regulatory Change
30 Nov 2009
Liquidity Risk Management Directory
10 Nov 2009
White Paper - Risk Management Drives Cross-Enterprise Data Connections
08 Jul 2009
Special Report: Complex Event Processing
18 Jun 2009
White Paper - Countdown to 2011: Are you ready to break the Giovannini Barrier?
01 Jun 2009
 
A-Team Insight Exchange

A-Team Insight Exchange is a new event series for 2010, which will combine A-Team’s expertise in financial markets IT with thought leadership from world-class technology innovators and practical experience from financial market practitioners.

Click here for more information

 
 

Is your firm focused on the area of liquidity risk and have you recently invested in systems to tackle this area?

View Results

Loading ... Loading ...
 
Click here for A-Team's directory